7-Element Healthcare Compliance Program
OIG Compliance Program Software for Medical Practices
Build and maintain an OIG-compliant healthcare compliance program with all 7 required elements — written standards, compliance officer designation, training, communication, monitoring, enforcement, and response to offenses. Plus monthly LEIE / sanctions screening of every staff member and vendor.
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Why an OIG Compliance Program Matters
The OIG strongly recommends that every healthcare practice implement a formal compliance program. Having a compliance program in place can reduce penalties, demonstrate good faith during investigations, and is increasingly expected by Medicare contractors and commercial payers.
7
Required compliance elements
60%
Penalty reduction for compliance programs
$11B+
Recovered by OIG annually
Required
For Medicare participation
What GuardWell Covers
Everything you need to manage oig compliance program in one platform.
Written Standards & Procedures
Document your code of conduct, compliance policies, and standard operating procedures. GuardWell tracks adoption and acknowledgment across your team.
Compliance Officer & Committee
Designate your compliance officer and committee members. Track responsibilities, meeting schedules, and action items for your compliance governance structure.
Training & Education
Compliance-specific training courses covering fraud, waste, abuse, coding compliance, and ethical standards. Auto-assigned to new hires with completion tracking.
OIG / LEIE Sanctions Screening
Automated monthly screening of every staff member and vendor against the OIG List of Excluded Individuals and Entities. Pending matches land in a review queue at /programs/sanctions with false-positive cache so you don't re-review the same hits. See the dedicated <a href="/sanctions-screening">Sanctions Screening</a> page for details.
Monitoring & Auditing
Internal audit checklists, billing compliance reviews, and ongoing monitoring of compliance program effectiveness. Document your auditing activities systematically.
Enforcement & Discipline
Document your enforcement standards, disciplinary actions for violations, and corrective action plans. Maintains a record that demonstrates consistent enforcement.
How It Works
Get audit-ready in three straightforward steps.
Activate OIG module
Toggle on OIG Compliance during onboarding. GuardWell generates the complete 7-element checklist and configures monthly LEIE / sanctions screening for all your staff and vendors.
Build your compliance program
Designate your compliance officer, adopt the code of conduct and compliance policies, assign training, and set up your monitoring schedule.
Maintain & document
Track ongoing compliance activities, review anonymous reports, document disciplinary actions, and generate reports demonstrating your program's effectiveness.
Frequently Asked Questions
Common questions about oig compliance program.
While not technically mandatory for all practices, the OIG strongly recommends it and having one in place can significantly reduce penalties during investigations. For practices participating in Medicare, a compliance program is increasingly treated as a practical requirement.
The seven elements are: (1) written standards and procedures, (2) compliance officer and committee, (3) training and education, (4) open lines of communication, (5) monitoring and auditing, (6) enforcement and discipline, and (7) response to detected offenses. GuardWell covers all seven.
Yes — included in the base plan. Federal law requires monthly screening of every employee, contractor, and vendor against the OIG List of Excluded Individuals and Entities. GuardWell ingests the LEIE data file the 1st of every month and re-screens every staff and vendor row on the 2nd. Pending matches land in a review queue with the source row attached; mark false-positive once and you never see the same hit again. See the <a href="/sanctions-screening">Sanctions Screening</a> page for full details.
The OIG strongly recommends compliance programs for practices of all sizes. While not strictly mandatory for every practice, having a program in place can reduce penalties by up to 60% during investigations and demonstrates good faith. GuardWell makes it practical for even solo practitioners to maintain a full 7-element program.
OIG exclusion screening checks whether employees, contractors, or vendors have been excluded from participating in federal healthcare programs. The OIG recommends monthly screening. GuardWell tracks your screening schedule and reminds you when checks are due.
GuardWell lets you designate a compliance officer and committee members, track their responsibilities, schedule committee meetings, and document action items. This satisfies the OIG's second element requiring a designated compliance officer with oversight authority.
OIG Compliance Program Guides & Articles
In-depth guides, checklists, and how-tos written by our compliance team to help you implement oig compliance program in your practice.
OIG Compliance Program by State
State-specific deadlines, retention rules, and AG-notification thresholds that diverge from HIPAA baseline. Pick your state for the operative rule.
Inside the App
AI Compliance Concierge
Stuck on a oig compliance program question? Open the Concierge inside GuardWell and ask in plain English. It reads your live compliance data and answers with specifics — not generic regulation summaries.
Try prompts like
- “Which of the 7 OIG elements am I weakest on right now?”
- “Are there any pending LEIE matches I haven't reviewed?”
- “Show me the OIG enforcement actions in my specialty over the last 90 days.”
Unlimited Concierge queries are included in the $199/mo plan. Concierge runs on Claude Sonnet 4.6 with deep links into the rest of the app.
Explore More Compliance Modules
GuardWell covers 15 compliance areas in one platform.
